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FCA launches review into AI and financial services

  • paulrobinson764
  • 2 days ago
  • 1 min read

FCA launches long-term review into AI and retail financial services


The FCA has announced a forward-looking review into how artificial intelligence could reshape retail financial services over the next decade. The review will examine how rapidly advancing AI capabilities may affect consumer behaviour, market dynamics, competition, and the way firms design, distribute and monitor financial products.


Importantly, the FCA has been clear that there is no immediate change to regulation. The UK’s framework will remain principles-based and technology-neutral, with the review intended to help ensure regulation evolves in step with innovation while continuing to protect consumers and market integrity.


As AI becomes more embedded in advice, distribution and customer interactions, the risk profile shifts from individual adviser failure to systemic, technology-driven issues. When problems arise, they can scale quickly and may only surface later through complaints, Ombudsman decisions or enforcement action.


Platforms like Watchdog help address this gap by analysing real-world outcomes — complaints data, FOS cases and regulatory signals — to identify emerging conduct risks early, before they become widespread or costly.

Industry feedback is invited, with final recommendations expected in summer 2026.


 
 

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