top of page
Abstratc Purple Wave image

Firms Monitor

Welcome to our Firm Watchlist Management service, where you're in control of tracking and monitoring firms of interest. We've designed this platform to make it effortless for you to stay informed and proactive in managing the status and permissions of your selected firms.

Create Your Watchlist

Easily define a watchlist of chosen firms that matter most to you. Whether it's potential business partners, competitors, or industry leaders, our platform empowers you to track them all in one place.

Receive Regular Reports

Choose to receive daily or weekly reports on the firms in your watchlist. Stay updated on their authorization status, permissions, and any notable changes, all at your preferred frequency. Email notifications can be sent according to your preferences

Easy Interface

Upload your watchlist by simply creating a CSV containing FCA firm reference numbers (FRNs).  Download reports in CSV format once complete.  Both processes are very simple to use and incorporate into your own processes.

Seamless Status Monitoring

Monitor the authorization status and permissions of the firms on your watchlist seamlessly. Our user-friendly interface provides a clear overview of each firm's regulatory standing.

Disciplinary History

Stay informed about the latest FCA disciplinary actions for the companies you’re tracking. Our service monitors updates to their disciplinary history, ensuring you have the most current insights to make informed decisions.

Appointed Representatives

Monitor changes in Appointed Representatives for the companies you follow. Our service tracks when new representatives are appointed and when existing ones leave, ensuring you’re always up to date.

Background

Your Firm Watchlist Dashboard:
Manage and Track with Ease

Downloading.....

Download My Watchlist

​Download your current watchlist in Excel format for easy offline access and analysis. (example)

Status Changes

Recent Status Changes in your Firms Watchlist

Change My Watchlist

Disciplinary actions in your Firms Watchlist

Appointed Reps

Recent changes to Appointed Reps of Principals in your Watchlist

Your Firm Watchlist,
Currently has x status changes in the last y days.

Ref
Frn
Organisationname
status
Businesstype
Sub_status_effective_from
Sub_status

Disciplinary Action

FRN

Company Name

Effective Date

Disciplinary Action

Appointed Representatives

Effective Date

FRN

Company Name

FRN

Company Name

bottom of page