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FCA misconduct rules take effect

FCA misconduct rules take effect today From 1 September 2026, the FCA’s Conduct Rules explicitly extend to serious workplace bullying, harassment and violence across around 37,000 additional regulated

 
 
Financial services regulation is ongoing assurance

An interesting article from QA Financial today highlights a significant shift in financial services regulation; away from periodic, point-in-time checks and towards ongoing assurance. As the article p

 
 
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