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FCA misconduct rules take effect
FCA misconduct rules take effect today From 1 September 2026, the FCA’s Conduct Rules explicitly extend to serious workplace bullying, harassment and violence across around 37,000 additional regulated firms. Importantly, serious substantiated misconduct may also need to follow an individual through the regulatory reference process when they move between firms. For Watchdog, this highlights the growing importance of monitoring people as well as firms. Watchdog allows clients t
paulrobinson764
2 days ago1 min read
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