The Financial Services Register & Extract
The Financial Conduct Authority (FCA) Register is a comprehensive database of financial services firms, individuals, and other bodies regulated by the FCA in the UK. Through the Watchdog Services online platform, users can not only access this critical information but also extract key details on permissions, activities, and regulatory history. With the ability to search for specific firms or individuals, users can verify authorization status, review regulated activities, and ensure they are engaging with legitimate, regulated entities in the financial services industry. The FCA Register and extract services play a crucial role in promoting transparency, consumer protection, and maintaining market integrity by providing accessible and up-to-date information for consumers, businesses, and regulators alike.
Register & Extract New Firms Update
Last week, 34 new firms were registered with the FCA, representing a decrease of 92 firms (73%) compared to the previous week's 126 registrations. The status distribution included 17 appointed representatives and 17 appointed representative introducers, down from 40 and 85 respectively last week. The leading principals were Ideal Sales Solutions Ltd (FRN: 703401) with 7 new firms, Kanda Products & Services Ltd (FRN: 920795) with 4 new firms, St. James's Place Wealth Management Plc (FRN: 195351) with 3 new firms, Hl Partnership Limited (FRN: 303397) with 3 new firms, and Social Money Limited (FRN: 675283) with 2 new firms.
FCA Register monitoring services
Effortlessly monitor firms and individuals on the FCA register with our comprehensive tracking services. Create custom watchlists, receive timely email alerts, and stay informed with daily or weekly updates. Whether you're keeping tabs on specific firms, tracking individuals' career changes, or staying ahead of newly registered firms, our service ensures you're always in control and proactive. Simplify compliance and decision-making with seamless monitoring at your fingertips.
Firm monitoring
Easily define a watchlist of chosen firms on the FCA register and receive daily or weekly reports on them. Monitor their authorisation status and permissions seamlessly. Get email alerts for any changes. Take charge of staying informed and proactive in monitoring their status and permissions.
Individual Tracking
Effortlessly compile a list of preferred individuals registered with the FCA and receive regular updates. Seamlessly oversee their current roles or employer. Receive email notifications of changes. Stay updated and monitor their occupational status with ease.
New Firm Tracking
Stay ahead by monitoring the latest additions in firms registered with the FCA. Explore near real-time updates on newly registered entities, empowering you with timely information.
Be in the know and stay proactive in tracking new Firms effortlessly.
Special Request
We have extensive experience in the development and application of reports based on FCA register data. If you have any special requirements regarding reporting, monitoring of firms, links between principals and Appointed Representatives, or any other matter within this field contact us
A Seamless User Experience
USER FRIENDLY PLATFORM
FULLY SECURED ENVIROMENT
IMPROVED EFFICIENCY
MONITOR CRITICAL DATA
EMAIL ALERTS
EASY DEPLOYMENT
Built by Professionals, for Professionals
We have been involved in the provision of FCA data since 1988 and have worked with hundreds of clients and the FCA since then. We are very familiar with all of the data supplied by the FCA and how it is used within client systems.
We have used these years of experience to design our service to meet our clients’ needs. You can be confident with the accuracy of the data supplied, and on the system, we have developed to supply them to you.
